On August 4, the Shanghai Financial Supervisory Authority's website issued an approval approving Yan Jingyuan's qualifications as Chief Compliance Officer of Huatai Asset Management Co., Ltd. The company shall strictly abide by the relevant regulations of the General Administration of Financial Supervision, require the above approved personnel to take office within 2 months from the date this administrative licensing decision is made, and report their arrival to the Shanghai Financial Supervisory Authority within 10 days after taking office. Those who fail to take office within the above stipulated period will lose their eligibility for office.
Zhitongcaijing · 2d ago
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On August 4, the Shanghai Financial Supervisory Authority's website issued an approval approving Yan Jingyuan's qualifications as Chief Compliance Officer of Huatai Asset Management Co., Ltd. The company shall strictly abide by the relevant regulations of the General Administration of Financial Supervision, require the above approved personnel to take office within 2 months from the date this administrative licensing decision is made, and report their arrival to the Shanghai Financial Supervisory Authority within 10 days after taking office. Those who fail to take office within the above stipulated period will lose their eligibility for office.
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