On August 31, the reporter learned that the China Securities Association is seeking comments from the industry on the “Comprehensive Account Management Guidelines for Securities Company Customers”. According to reports, in order to optimize brokers' account management functions, standardize comprehensive customer account management, improve the level of brokers' wealth management services, and combine previous pilot experience in optimizing account management functions, the China Securities Association organized the drafting of relevant documents under the guidance of the Securities Regulatory Commission. According to reports, the opinion draft is based on pilot practices and takes into account general application. On the basis of a comprehensive survey and summary of the practical experience of 21 pilot brokerage firms, the practical differences in the industry are coordinated, and service requirements such as fund transfer and classified account management are further regulated to promote the industry to achieve “unified understanding, unified execution, and unified experience”; at the same time, reasonable space is reserved for service diversity above the bottom line, taking into account the actual situation of securities companies of different sizes and different business structures. In 2021, the China Securities Regulatory Commission launched a pilot project to optimize the account management function of securities companies to guide securities companies to optimize existing account management models in three areas: establishing integrated customer accounts, supporting same-name transfers, and classified account management. Currently, a total of 21 securities companies have obtained pilot qualifications. After more than four years of pilot practice, the overall business has been running smoothly and a certain amount of experience has been accumulated.
Zhitongcaijing · 2d ago
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On August 31, the reporter learned that the China Securities Association is seeking comments from the industry on the “Comprehensive Account Management Guidelines for Securities Company Customers”. According to reports, in order to optimize brokers' account management functions, standardize comprehensive customer account management, improve the level of brokers' wealth management services, and combine previous pilot experience in optimizing account management functions, the China Securities Association organized the drafting of relevant documents under the guidance of the Securities Regulatory Commission. According to reports, the opinion draft is based on pilot practices and takes into account general application. On the basis of a comprehensive survey and summary of the practical experience of 21 pilot brokerage firms, the practical differences in the industry are coordinated, and service requirements such as fund transfer and classified account management are further regulated to promote the industry to achieve “unified understanding, unified execution, and unified experience”; at the same time, reasonable space is reserved for service diversity above the bottom line, taking into account the actual situation of securities companies of different sizes and different business structures. In 2021, the China Securities Regulatory Commission launched a pilot project to optimize the account management function of securities companies to guide securities companies to optimize existing account management models in three areas: establishing integrated customer accounts, supporting same-name transfers, and classified account management. Currently, a total of 21 securities companies have obtained pilot qualifications. After more than four years of pilot practice, the overall business has been running smoothly and a certain amount of experience has been accumulated.
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