Hualin Securities announced that Dong Dong, a member of the company's executive committee and acting CEO, received the “Advance Notice of Regulatory Dialogue” from the Jiangxi Securities Regulatory Bureau due to non-company matters. The Jiangxi Securities Regulatory Bureau determined that Dong Dong was responsible for related irregularities during his tenure at Guosheng Securities, and plans to take regulatory discussions and administrative supervision measures against him and record it in the securities and futures market integrity file. This matter is unrelated to the company's business operations, internal control and financial situation, and will not have a significant adverse impact on the company. The company's various business operations are carried out normally.

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