The China Securities Association recently announced the “Five Major Articles” of financial implementation by securities company subsidiaries and best practice cases for strengthening compliance risk control management. Among them, there were 6 cases of implementing the “Five Big Articles” category of finance, namely 6 brokerage firms: Orient Securities, Guoxin Securities, Capital Securities, China Merchants Securities, Zheshang Securities, and CITIC Construction Investment Securities. Specifically, Orient Securities selected “Building a New Engine for Asset Management Investment and Research Empowering a New Engine”; Guoxin Securities for “Guoxin Asset Management Helping China Power Investment to Successfully Issue the Country's First Carbon Reduction and Emission Reduction Green Electricity Alternative REITs”; Capital Securities “Anchoring the Development of Digital Finance and Building an Independent Operation System - Pioneer Securities Asset Management Operation Management System Xinchuang Project Digital Finance Best Practice Case”; China Merchants Securities is “Investing in Changxin Storage Case”; Zheshang Securities is “Zheshang Securities Investment Co., Ltd. implements the “Five Major Financial Reports” Article “Practical Case”; CITIC Construction Investment Securities is “Using Group Collaboration to Create Green Momentum and Promote Dual Carbon Implementation with Capital Empowerment”.

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