The latest round of fund investment eligibility review process has entered a critical point. The reporter recently learned that since the filing window closed at the end of August, brokerage firms have successively received notices from supervision to carry out fund investment defense. Starting this week, they will be defending in batches, and about dozens of brokerage firms will be defended. According to the procedure, the supervision first reviews the application materials and then organizes the brokers' defense. The integrity of the materials, sufficient business preparation, and compliance records are the focus of the review. In the defense process, not only does it depend on whether the text of the system is complete, but attention will also be paid to the business model, system capabilities, staffing, risk control, and customer service arrangements. Up to now, there are about 60 pilot fund investment institutions, including 29 brokerage firms.

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