Hualin Securities announced that Dong Dong, the company's CEO, was responsible for irregularities during his tenure at Guosheng Securities and officially received the decision of the Jiangxi Securities Regulatory Bureau to adopt regulatory dialogue measures, and the relevant measures were recorded in the securities and futures market integrity file. The matters covered by this regulatory measure occurred during Dong Dong's tenure at Guosheng Securities. It was not related to the company's business operations, internal control or financial situation, and did not have a significant adverse impact on the company, and the company's various business operations were carried out normally.

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